Opportunity Information: Apply for PRELIM 201901

Access to Historical Records: Major Initiatives (Preliminary) is a discretionary grant opportunity from the National Historical Publications and Records Commission (NHPRC), part of the National Archives and Records Administration, designed to substantially improve how the public discovers and uses major historical records collections. The program is aimed at projects that make historically significant materials easier to find, access, and work with, with a particular emphasis on early American legal records. This includes documentation from colonial and territorial eras, county and early statehood government, and tribal proceedings that together show how law and governance developed in the United States. The program is not limited to paper documents; it explicitly supports a wide range of formats such as photographs, born-digital records, and analog audio or moving image materials.

The types of projects NHPRC is looking to fund are focused on increasing access at scale and delivering practical results for researchers and the general public. Competitive proposals may involve digitizing a major collection held by a single institution and putting it online for free public access, improving access to born-digital records that are otherwise difficult to use, or building new virtual collections that bring together related historical records from multiple institutions into one freely available online resource. The program also supports the creation of new tools, platforms, workflows, or methods that help users discover and use records more effectively. NHPRC signals that it values projects that address widely shared challenges in the archival and historical records field and that produce approaches others can replicate and scale, not just one-off solutions tailored to a single repository.

Collaboration is strongly encouraged, especially when it helps reunite related materials that are scattered across multiple institutions. The opportunity also encourages applicants to build in meaningful public engagement, suggesting that projects should not only place content online but also consider how communities, educators, and researchers will interact with the work and benefit from it. Applicants are cautioned to review NHPRC limits on what it will and will not fund; applications made up entirely of ineligible activities will be rejected without review. The notice also points applicants to a separate NHPRC program, Access to Historical Records: Archival Projects, which has different requirements and award levels, implying that this Major Initiatives category is meant for larger, more ambitious efforts.

Awards are intended to support projects lasting one to three years, with grant requests ranging from $100,000 to $350,000 (the award ceiling is $350,000). NHPRC anticipated making up to five awards in this category, with total funding up to $1,000,000. The earliest start date listed is January 1, 2020. Recipients must acknowledge NHPRC support in publications and any products created with grant assistance, which typically includes project websites, digital collections portals, reports, educational materials, and other public outputs.

Eligibility is broad across the public and nonprofit sectors. Eligible applicants include nonprofit organizations and institutions (including 501(c)(3) nonprofits), colleges and universities (public or private), state and local government agencies (including county and city/township governments), and federally acknowledged or state-recognized Native American tribes or groups. The funding activity is categorized under humanities/cultural affairs (CFDA 89.003), reflecting its purpose in preserving and expanding access to historically important records rather than supporting purely administrative records management.

A key requirement is cost sharing. NHPRC will fund no more than 50 percent of the total project costs in this Major Initiatives category, meaning the applicant must provide the remaining share through a combination of cash and allowable contributions. The applicant match may include direct costs, in-kind support, indirect expenses contributed by the applicant, non-federal third-party contributions, and any program income earned directly by the project. However, applicants cannot charge indirect costs to the NHPRC grant funds themselves; indirect costs, if claimed, must appear as part of the applicant’s cost share. This is tied to the federal restriction cited in 2 CFR 2600.101.

On the administrative side, applicant organizations must be registered in the System for Award Management (SAM) before applying, must keep that registration active throughout the submission and award process, and must include a valid DUNS number in the application. The preliminary application package is required to include three core components: the Standard Form 424 (Application for Federal Assistance), a project narrative describing what will be done and why it matters, and a budget. Applications missing any of these elements will not be considered, and proposals that fall outside eligibility or include only ineligible activities will not move forward for review. The original closing date listed for this preliminary opportunity was January 17, 2019, under funding opportunity number PRELIM 201901.

  • The National Archives and Records Administration in the humanities (see cultural affairs in cfda) sector is offering a public funding opportunity titled "Access to Historical Records: Major Initiatives (Preliminary)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 89.003.
  • This funding opportunity was created on Jun 18, 2018.
  • Applicants must submit their applications by Jan 17, 2019. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $350,000.00 in funding.
  • The number of recipients for this funding is limited to 5 candidate(s).
  • Eligible applicants include: State governments, County governments, City or township governments, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education, Private institutions of higher education.
Apply for PRELIM 201901

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Frequently Asked Questions (FAQs)

What is the "Access to Historical Records: Major Initiatives (Preliminary)" grant?

It is a discretionary grant opportunity from the National Historical Publications and Records Commission (NHPRC), part of the National Archives and Records Administration (NARA). The purpose is to substantially improve how the public discovers and uses major historical records collections by making historically significant materials easier to find, access, and work with.

What is the main goal of this program?

The program is aimed at expanding public access at scale and delivering practical results for researchers and the general public. It supports projects that increase discoverability and usability of significant historical records, especially through online, free public access and improved tools or methods for access.

Is there a particular subject area or theme the program emphasizes?

Yes. The opportunity places particular emphasis on early American legal records, including documentation from colonial and territorial eras, county and early statehood government, and tribal proceedings that help show how law and governance developed in the United States.

What kinds of historical records and formats are supported?

The program is not limited to paper records. It explicitly supports a wide range of formats, including photographs, born-digital records, and analog audio or moving image materials, as long as the project substantially improves public discovery and use of major historical records collections.

What types of projects are considered competitive under this opportunity?

Competitive proposals focus on increasing access at scale. Examples described include digitizing a major collection held by a single institution and making it freely available online, improving access to born-digital records that are otherwise difficult to use, and building virtual collections that bring together related records from multiple institutions into one freely available online resource.

Can a project involve building tools or platforms, not just digitization?

Yes. The program supports the creation of new tools, platforms, workflows, or methods that help users discover and use records more effectively, particularly approaches that address widely shared challenges and can be replicated and scaled by others.

Does NHPRC encourage collaborative projects?

Yes. Collaboration is strongly encouraged, especially when it helps reunite related materials that are scattered across multiple institutions into a more unified, publicly accessible resource.

Is public engagement expected as part of the project?

Meaningful public engagement is encouraged. The opportunity suggests projects should go beyond placing content online and consider how communities, educators, and researchers will interact with the work and benefit from it.

Are there activities NHPRC will not fund?

Yes. Applicants are cautioned to review NHPRC limits on what it will and will not fund. Applications made up entirely of ineligible activities will be rejected without review.

How is this "Major Initiatives" category different from other NHPRC access programs?

The notice points applicants to a separate NHPRC program, "Access to Historical Records: Archival Projects," which has different requirements and award levels. This suggests the Major Initiatives category is intended for larger, more ambitious efforts.

What is the grant amount range and maximum award?

Grant requests are expected to range from $100,000 to $350,000, with an award ceiling of $350,000.

How many awards does NHPRC expect to make and what is the total anticipated funding?

NHPRC anticipated making up to five awards in this category, with total funding up to $1,000,000.

How long can the project period be?

Awards are intended to support projects lasting one to three years.

What is the earliest start date listed for awards?

The earliest start date listed is January 1, 2020.

Who is eligible to apply?

Eligibility is broad across the public and nonprofit sectors. Eligible applicants include nonprofit organizations and institutions (including 501(c)(3) nonprofits), colleges and universities (public or private), state and local government agencies (including county and city/township governments), and federally acknowledged or state-recognized Native American tribes or groups.

What is the CFDA number and program area?

The funding activity is categorized under humanities/cultural affairs and is associated with CFDA 89.003.

Is cost sharing (matching funds) required?

Yes. Cost sharing is a key requirement. NHPRC will fund no more than 50 percent of the total project costs in this Major Initiatives category, so the applicant must provide the remaining share.

What kinds of cost share contributions can be used to meet the match requirement?

The match may include a combination of cash and allowable contributions. The information provided indicates the applicant match may include direct costs, in-kind support, indirect expenses contributed by the applicant, non-federal third-party contributions, and any program income earned directly by the project.

Can indirect costs be charged to the NHPRC grant?

No. Applicants cannot charge indirect costs to the NHPRC grant funds. If indirect costs are claimed, they must appear as part of the applicant's cost share, consistent with the restriction cited in 2 CFR 2600.101.

What registrations or identifiers are required before applying?

Applicant organizations must be registered in the System for Award Management (SAM) before applying, must keep that registration active throughout the submission and award process, and must include a valid DUNS number in the application.

What are the required components of the preliminary application package?

The preliminary application package is required to include three core components: Standard Form 424 (Application for Federal Assistance), a project narrative describing what will be done and why it matters, and a budget.

What happens if an application is missing required elements?

Applications missing any of the required elements (SF-424, project narrative, or budget) will not be considered.

What happens if a proposal is outside eligibility or includes only ineligible activities?

Proposals that fall outside eligibility or include only ineligible activities will not move forward for review. The notice also states that applications made up entirely of ineligible activities will be rejected without review.

Are award recipients required to acknowledge NHPRC support?

Yes. Recipients must acknowledge NHPRC support in publications and any products created with grant assistance. Examples of products mentioned include project websites, digital collections portals, reports, educational materials, and other public outputs.

What is the funding opportunity number and closing date listed for this preliminary opportunity?

The original closing date listed was January 17, 2019, under funding opportunity number PRELIM 201901.

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